AST Equity Plan Solutions is a division of American Stock Transfer & Trust Company, LLC.
In an increasingly complex, uncertain global economy, the right advice has never been more important in helping you have the confidence that you are on track to meet your investment goals—no matter what the environment.
At AST Personal Wealth Solutions, LLC, our clients are the focus of everything we do. And with access to some of the best resources and intellectual capital in the industry, our Financial Advisors are in the best position to help our clients. In addition to having exceptional credentials, experience and perspective, our Advisors know it's essential to listen to you and truly understand your concerns in order to help you achieve the financial freedom.
We specialize in diversifying concentrated positions held by corporate insiders and their employees to them create a sound investment plan. This process can be streamlined due to our affiliation with American Stock Transfer & Trust (TA) and Equity Plan Solutions (EPS). We determine a client’s exposure to and tolerance for risk, we continuously work with the client to construct, implement and monitor an asset allocation strategy in line with their financial and long-term goals. Our focus is to ensure client’s needs are met through:
• Comprehensive investment advice and wealth management solutions
• Informed advice and guidance to create a tailored investment plan
• Dedicated portfolio consultants catering to client needs and objectives
• Managed Accounts with access to multiple Investment and Portfolio Managers
• Retirement Accounts
• 401K Portfolio review for AST clients & 401k consolidation from former employers
• Extensive client risk assessment and financial modeling
• Execution and reporting of Rule 144 and 10B5-1 programs through AST Investor Services, LLC
• Quarterly performance review against a benchmark target asset allocation
Our Advisors are intimately familiar with the specific needs that come with significant wealth and with helping individuals achieve their ultimate goal. And with access to research performed solely for private investors, strong third-party partnerships and extensive global solutions, AST Personal Wealth Solutions Financial Advisors are peerless in being able to deliver the full resources of AST.
Advice you can trust starts with a conversation, so contact us today by calling us toll-free M-F 9am to 5pm ET - (888) 444-0057.
Securities are offered through AST Investor Services, LLC. Member FINRA and SIPC